Update of the Regulations of the Company

17 november 2023, 21:59

Dear Client!

On November 27, 2023, amendments to the Regulations on Provision of Brokerage (Agency) Services in the Securities Market (Regulations) of the Public Company "Freedom Finance Global PLC" (the Company) will come into force. The main changes are related to providing Retail Clients with an opportunity to perform operations with derivative financial instruments. For this purpose, the provisions of the Regulations and Annexes 3, 4, and 5 thereto were updated. In addition, a new Annex 13 on the Rules of Transactions with Derivative Financial Instruments was developed. Templates of Questionnaires for individuals were also updated.

The updated documents are available on the Company's website: https://ffin.global/en

The new version includes several key changes:

1. The conceptual apparatus of the Regulations has been updated. Definitions of derivative financial instruments, option contract, derivative, etc. have been added;

2. Annex 4 is supplemented with new types of risks associated with trading in derivative financial instruments.

3. Annex 5 is supplemented with the possibility for retail investors to perform operations with derivative financial instruments. Thus, the prohibition for Retail Clients to trade in futures, options and other instruments was removed in clause 2.4.2.

4. A new Annex 13 has been added regulating the procedure for transactions in derivative financial instruments.

5. Introduced new forms of the Individual Questionnaire (simplified and in-depth) in new editions of Annexes 2A and 2A-1 respectively.

If you have any questions, please contact your personal manager or call 7555 (from cell phones).

Best regards,

Freedom Finance Global PLC

 

+7 7172 67 77 55 (free of charge from Kazakhstan city numbers, from international and mobile numbers the call is charged)

7555 (free of charge from mobile operators in Kazakhstan) [email protected]

16, Dostyk street, integral non-residential facility No.2, Yessil district

Astana, Republic of Kazakhstan (Talan Towers Offices).

Working hours:

Mon-Fri 09:00-19:00 (according to the time of Astana)

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Owning securities and other financial instruments always involves risks: the value of securities and other financial instruments may rise or fall. Past investment results do not guarantee future returns. In accordance with the legislation, the company does not guarantee or promise future profitability of investments, does not guarantee the reliability of possible investments and stability of possible income amounts.

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Licenses

Freedom Finance Global PLC provides brokerage (agency) services in the securities market on the territory of the Astana International Financial Center (AIFC) in the Republic of Kazakhstan. Subject to compliance with requirements, conditions, restrictions and/or directions of the Acting Law of the AIFC, the Company is authorized to conduct the following Regulated Activities under License No. AFSA-A-LA-2020-0019: Dealing in Investments as Principal, Dealing in Investments as Agent, Managing Investments, Advising on Investments, Arranging Deals in Investments.

 

S&P Global ratings – “B+/B+”, outlook “Positive”.

 

Ownership of securities and other financial instruments always involves risks: the cost of securities and other financial instruments may rise or fall. Past investment results do not guarantee future returns. In accordance with the legislation, the company does not guarantee or promise the profitability of investments in the future, does not guarantee the reliability of possible investments and the stability of the amount of possible income.

 

The information on the website is updated as part of keeping the data up-to-date and meeting regulatory disclosure requirements. Please note that these updates are for informational purposes only and are not marketing materials!